Before recommending any financial products or investment vehicles,

we apply our goals-based approach to understanding each client’s needs through our financial planning process.

We conduct an in-depth evaluation of risk tolerance, liquidity needs and overall investment goals and plot our findings against a time horizon. The resulting plan informs a course of action and the strategies and solutions that can help our clients pursue the outcomes they desire in a practical and efficient manner.

Because we are independent and work in an open architecture environment, we have unconstrained access to products and services sourced from a complete range of providers, including industry leading as well as specialist boutiques.

We have the experience and capabilities to address all of our clients’ challenges. Some of the main areas where they seek our help include:

  • Financial Planning

  • Liability Management

  • Tax Minimization Strategies

  • Estate Planning

  • Exit Strategies

  • Concentrated Stock Positions

  • Multigenerational Planning

  • Education/Tuition Planning

  • Retirement Income Planning

  • Self Employed Retirement Services

  • Restricted/Non-Restricted Stock Strategies

  • Monetizing Strategies

We believe that our clients’ best financial life begins with good planning, enhanced by the better choices we can deliver as an independent firm.

Resource Partners

To achieve all that we can do for our clients, we are proud to partner with key resource partners:

We have selected BNY Mellon Pershing as our custodian. Pershing is an industry leader in clearing and custody services with over $2.0 trillion in global client assets representing seven million investor accounts worldwide. Pershing is owned by BNY Mellon, which is the longest standing operating bank in the U.S., surpassing 235 years. With over $41 trillion in assets under custody, BNY Mellon is the largest custodian in the world by a significant margin. Pershing provides clearing and custody services in 65 global markets, with execution services in over 60 markets globally, facilitating the trading and conversion of 50 currencies.

B N Y Mellon Pershing logo

We are Registered Representatives of Sanctuary Securities Inc. (Member FINRA, SIPC) and Investment Advisor Representative of Sanctuary Advisors, LLC, an SEC Registered Investment Adviser. These two firms are part of the holding company Sanctuary Wealth, and together these entities create the regulatory platform behind Auric Capital Partners.

Sanctuary Wealth logo